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Biden/Harris Team Should Heed Whistleblower Poll Showing Widespread Public Support For Whistleblowers
Throughout his campaign, President-elect Biden has emphasized that he will lead as “a president for all” and that he will “heal the soul of our nation.” An easy way for the new administration to start is to increase protections for...
SEC Whistleblower Awarded Over $1.1 Million for Independent Analysis
On November 13, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $1.1 million. The awarded whistleblower provided independent analysis of publicly available material which led the SEC to look at new conduct during an investigation. ...
UK Organization Finds 41% of Whistleblowers Are Ignored By Employers
A report published by Protect, a UK whistleblowing charity, found that 41% of whistleblowers with COVID-19 related concerns were ignored by employers, according to an October 29 press release. Protect conducted the research through their Advice Line for whistleblowers: the phone...
SEC Whistleblowers Allege Financial Intermediaries Are Cheating 401ks and Pensions Out of Billions of Dollars
Three separate whistleblowers have filed disclosures with the U.S. Securities and Exchange Commission (SEC), alleging that financial intermediaries of 401ks and pensions are short-changing their retirement plan clients by pocketing billions of dollars that rightfully belong to retirement plans. According...
Texas Attorney General’s Office: Two More Staff Members Fired, Additional Allegations of Whistleblower Retaliation
Two senior staff members who worked for Texas Attorney General Ken Paxton’s office have been fired, according to a November 2 article from The Texas Tribune. The agency’s director of law enforcement David Maxwell and the deputy attorney general for criminal justice Mark...
Fiat Chrysler to Pay SEC $9.5 Million Penalty for Disclosure Violations
On September 28, the U.S. Securities and Exchange Commission (SEC) announced settled charges against Fiat Chrysler Automobiles N.V., a London-based public company that sells vehicles through its Michigan-based subsidiary. The SEC charged Fiat with making misleading disclosures about an internal...
BMW Settles SEC Charges That It Misled Investors About Retail Sales Numbers
On September 24, the U.S. Securities and Exchange Commission (SEC) announced settled charges against German auto-manufacturer BMW and two of its U.S. subsidiaries. The SEC charged BMW with disclosing inaccurate and misleading information about retail sales volume in the U.S. ...
SEC Office of the Whistleblower Posts Nineteen New Notices of Covered Actions
On October 30, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted nineteen new Notices of Covered Actions (NCAs). Each NCA relates to a specific SEC enforcement action and signals that individuals may now submit whistleblower award...
Whistleblower Receives $1.4 Million from New Mexico Corrections Department
The New Mexico Corrections Department has paid a whistleblower $1.4 million to settle a case, according to an October 15 article from The Santa Fe New Mexican. Dr. Bianca McDermott worked at the Corrections Department as the behavioral health bureau chief “for 13...
DOE Contractors Admit Fault and Agree To Pay Over $57 Million To Settle FCA Whistleblower Complaint
On September 22 the United States Attorney’s Office for the Eastern District of Washington announced that a group of major government energy and construction contractors have agreed to pay the government a total of $57,750,000 to settle allegations that the...
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