SEC
SEC Accepting Whistleblower Award Claims for $81 Million Settlement for Recordkeeping Violations
On March 29, the Securities and Exchange Commission (SEC) published Notices of Covered Actions (NoCAs) for a series of related...
SEC Alleges Whistleblower Protection Violations in $300 Million Crypto Ponzi Scheme Case
On March 14, the U.S. Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme...
SEC’s Final Climate Disclosure Rules Will Not Combat Greenwashing, But Opens Door for Whistleblowers
On March 6, the U.S. Securities and Exchange Commission (SEC) released a new Climate Risk Disclosure Rule, which substantially waters...
SEC Sanctions JP Morgan $18 Million for Impeding Whistleblowing
On January 16, the U.S. Securities and Exchange Commission (SEC) announced an enforcement action against J.P. Morgan Securities LLC in...
Internal Whistleblowers Make up Over 90% of Corporate Retaliation Cases
According to new research, an overwhelming number of corporate whistleblower retaliation cases stem from whistleblowers reporting internally at their company,...
SEC Whistleblower Program Needs Reform, According to Advocates
New reporting by Bloomberg highlights the immense success of the U.S. Securities and Exchange Commission (SEC) Whistleblower Program as well...
Seven SEC Whistleblowers Awarded Total of $28 Million
On December 22, the U.S. Securities and Exchange Commission (SEC) awarded $28 million in total to seven whistleblowers: $13 million...
New Report Calls for More Whistleblower Award Programs Like the SEC’s
On December 7, Better Markets, a nonprofit organization which promotes the public interest in the financial markets, published a new...
Recent SEC Enforcement Put Pressure on Companies to Not Stifle Whistleblowing
In recent months, the U.S. Securities and Exchange Commission (SEC) has stepped up its enforcement of Rule 21F-17(a), filing a...
Alleged Internal Reporting at OpenAI Ushers in Opportunity for Employees to Blow the Whistle
Reports of internal reporting at OpenAI on an innovation to develop powerful artificial intelligence models have furthered speculations around the...
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