SEC
New Report Calls for More Whistleblower Award Programs Like the SEC’s
On December 7, Better Markets, a nonprofit organization which promotes the public interest in the financial markets, published a new...
Recent SEC Enforcement Put Pressure on Companies to Not Stifle Whistleblowing
In recent months, the U.S. Securities and Exchange Commission (SEC) has stepped up its enforcement of Rule 21F-17(a), filing a...
Alleged Internal Reporting at OpenAI Ushers in Opportunity for Employees to Blow the Whistle
Reports of internal reporting at OpenAI on an innovation to develop powerful artificial intelligence models have furthered speculations around the...
Advocates Seek to Educate AI Employees About Whistleblower Rights
In light of recent developments at OpenAI, whistleblower advocates are highlighting the whistleblower rights afforded to employees of AI technology...
SEC Whistleblower Program had a Record-Setting 2023 Fiscal Year
On November 14, the U.S. Securities and Exchange Commission (SEC) announced its enforcement results for the 2023 Fiscal Year. In...
SEC Received Record Number of Whistleblower Tips in 2023 Fiscal Year
On October 25, Gary Gensler, Chair of the U.S. Securities and Exchange Commission, revealed that the SEC Whistleblower Program received...
SEC Institutes New Cybersecurity Disclosure Rules, Opening Door for Cybersecurity Whistleblowing
In July, the U.S. Securities and Exchange Commission (SEC) adopted enhanced requirements regarding material cybersecurity incidents and reporting. Through the...
SEC Continues Increased Enforcement of Whistleblower Protection Rule
On September 29, the U.S. Securities and Exchange Commission (SEC) announced settled charges against D. E. Shaw & Co., L.P.,...
Following Whistleblower Disclosure, SEC Levels Largest Ever Penalty for ESG Greenwashing Violations
On September 25, the U.S. Securities and Exchange Commission (SEC) announced settled charges against the registered investment adviser DWS Investment...
SEC Charges Yet Another Company for Violating Whistleblower Rights
On September 19, the Securities and Exchange Commission (SEC) announced settled charges against CBRE, Inc. for using an employee release...
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