April 11 Deadline Nears for Public Comments on SEC Whistleblower Program Amendments
April 11 is the deadline for the public to submit comments on proposed rule changes to the U.S. Securities and ...
Tag: SEC
Biden Announces Nominees for SEC Commissioner Openings
On April 6, President Joseph Biden announced his intent to nominate two individuals to be commissioners of the U.S. Securities ...
SEC Whistleblowers Receive Awards for Instigating Investigation
On April 4, the U.S. Securities and Exchange Commission (SEC) issued two whistleblower awards totaling nearly $250,000. The awarded whistleblowers ...
SEC’s Proposed SPAC Rules Excite Whistleblower Advocates
On March 30, the U.S. Securities and Exchange Commission (SEC) proposed new rules and amendments regarding special purpose acquisition companies ...
Bipartisan SEC Whistleblower Reform Act Introduced
On March 31, Senators Chuck Grassley (R-IA) and Elizabeth Warren (D-MA) introduced the SEC Whistleblower Reform Act of 2022 in ...
Whistleblower Receives $1.25 Million From SEC
On March 25, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of $1.25 million. The whistleblower voluntarily ...
Whistleblower Advocates Voice Support for SEC’s Proposed Related Action Rule
Whistleblower advocates have called for amendments to the U.S. Securities and Exchange Commission (SEC) Whistleblower Program’s rule on related action ...
SEC’s Proposed Climate Risk Disclosure Requirements Pave Way for More Climate Whistleblowers
On March 21, the U.S. Securities and Exchange Commission (SEC) proposed rule changes that would require publicly traded companies to ...
SEC Issues Three Whistleblower Awards Totaling $3 Million
On March 18, the U.S. Securities and Exchange Commission (SEC) issued three separate whistleblower awards totaling $3 million. Each of ...
SEC Commissioner Allison Lee to Step Down
On March 15, it was reported that Allison Herren Lee will step down as a commissioner at the U.S. Securities ...
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