SEC Now Accepting Whistleblower Award Claims for Charges Against Robinhood
On January 29, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted fourteen new Notices of Covered ...
Tag: Dodd-Frank Act
Unlike Media, SEC Can Protect and Reward Stock Market Whistleblowers
Following a week featuring extreme price volatility of certain stocks’ trading prices, the U.S. Securities and Exchange Commission (SEC) announced ...
Allison Lee Appointed Acting Chair of SEC
On January 21, the U.S. Securities and Exchange Commission (SEC) announced that President Joe Biden appointed Allison Herren Lee as ...
Whistleblower Complaint Leads to SEC Investigation of Exxon
The U.S. Securities and Exchange Commission (SEC) has launched an investigation of ExxonMobil Corp (Exxon), according to The Wall Street ...
Biden Picks Gary Gensler to Chair SEC
On January 18, President-elect Joe Biden announced Gary Gensler as his nomination to be the next Chairman of the U.S. ...
SEC Sets New Record for Money Awarded to Whistleblowers in a Fiscal Year
On January 14, the U.S. Securities and Exchange Commission (SEC) announced a $600,000 whistleblower award issued to an individual whose ...
Deutsche Bank to Pay over $130 Million to Settle FCPA Charges
On January 8, the U.S. Department of Justice (DOJ) and Securities and Exchange Commission (SEC) announced charges against Deutsche Bank ...
SEC Awards Over $1.1 Million to Five Whistleblowers – Nears Fiscal Year Record for Whistleblower Awards
On January 7, the U.S. Securities and Exchange Commission (SEC) issued over $1.1 million in whistleblower awards to five individuals. ...
SEC Whistleblower Office Posts Eight New Notices of Covered Actions
On December 31, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted eight new Notices of Covered ...
Elad Roisman Named Acting Chairman of SEC
On December 28, the U.S. Securities and Exchange Commission (SEC) announced that President Trump designated Elad L. Roisman as Acting ...
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