In July, the U.S. Securities and Exchange Commission (SEC) adopted enhanced requirements regarding material cybersecurity incidents and reporting. Through the...
On September 28, the Senate Finance Committee held a hearing on the nomination of Marjorie A. Rollinson to be the...
On September 29, the U.S. Securities and Exchange Commission (SEC) announced settled charges against D. E. Shaw & Co., L.P.,...
On September 25, the U.S. Securities and Exchange Commission (SEC) announced settled charges against the registered investment adviser DWS Investment...
On September 19, the Securities and Exchange Commission (SEC) announced settled charges against CBRE, Inc. for using an employee release...
On September 8, the U.S. Securities and Exchange Commission (SEC) announced that it had settled charges with Monolith Resources LLC,...
On August 29, the U.S. Securities and Exchange Commission (SEC) issued two separate whistleblower awards: for $1.5 million and $600,000...
On August 25, the U.S. Securities and Exchange Commission (SEC) announced an $18 million whistleblower award. The agency granted the...
On August 22, two whistleblower attorneys announced that an anonymous whistleblower client had received a $11.9 million award from the...
“At no point have I ever considered who the counsel is on a recommendation. It doesn’t factor into our analysis,”...
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