SEC Grants Whistleblower Awards Totaling Nearly $3 Million
On December 7, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling nearly $3 million issued to five...
Geoff Schweller
OIG Clears OSHA Office of Misconduct but Documents Major Problems with Handling of Whistleblower Complaints
On November 23, the U.S. Department of Labor (DOL) Office of Inspector General (OIG) released a report titled “Region IX...
Joint SEC Whistleblowers Awarded Over $6 Million
On December 1, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $6 million issued to...
SEC Office of the Whistleblower Posts Eighteen New Notices of Covered Actions
On November 30, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted eighteen new Notices of Covered...
Ontario Securities Commission Awards Over Half a Million Dollars to Three Whistleblowers
On November 17, the Ontario Securities Commission (OSC) awarded a total of CAD $585,000 to three whistleblowers who provided the...
SEC Whistleblower Awarded $900,000 for Reporting Overseas Misconduct
On November 19, the U.S. Securities and Exchange Commission (SEC) announced a $900,000 whistleblower award issued to an individual who...
Proposed House Rule Prohibits House Members from Disclosing the Identity of Federal Whistleblowers
On November 17, House Majority Leader Steny H. Hoyer (D-MD) sent a letter to Chairman Jim McGovern (D-MA) of the...
SEC Chairman Jay Clayton to Step Down at End of Year
On November 16, Jay Clayton, Chairman of the U.S. Securities and Exchange Commission (SEC), confirmed he will end his tenure...
SEC Whistleblower Program’s Annual Report to Congress Details Record-Setting 2020
On November 16, the U.S. Securities and Exchange Commission (SEC) Whistleblower Program released its 2020 Annual Report to Congress. The...
eSports Platform Operator Agrees to Pay $6.1 Million Penalty to SEC for Unregistred ICO
On September 15, the U.S. Securities and Exchange Commission (SEC) announced settled charges against Unikrn Inc., an operator of an...
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