SEC Whistleblower Pens Essay on Decision to Blow the Whistle
An SEC whistleblower has penned an essay explaining why they “broke Wall Street’s code of silence.” The essay, published on ...
Tag: Securities and Exchange Commission
Director of the SEC’s Division of Enforcement Lauds Success of Whistleblower Program Ahead of Vote on Proposed Changes to the Program
Ahead of a highly consequential vote on controversial changes to the U.S. Securities and Exchange Commission (SEC) Whistleblower Program, the ...
SEC Orders Telegram Group To Return $1.2 Billion to Investors Following Unregistered Offering of Digital Tokens
On July 31, the U.S. Securities and Exchange Commission (SEC) announced that it obtained court approval of settlements with Telegram ...
SEC reconsidering proposed rules on whistleblower awards?
The chairman of the Securities and Exchange Commission (SEC) said Friday he does not want to put a “cap” on ...
$50 million for two SEC whistleblowers who exposed conflict-of-interest problems at JPMorgan
Two SEC whistleblowers have been awarded a total of $50 million for exposing conflict-of-interest problems with investment advisors at JPMorgan ...
U.S. laws and strong international whistleblower programs could bolster anti-corruption efforts worldwide
From Feb.1: “International Conference on Anticorruption Policies” took place in Attica, Greece on Feb. 1. Sponsored by the Hellenic Anti-Corruption ...
SEC Receives Extensive Criticism in Comments on Proposed Changes to Whistleblower Program
U.S. Securities and Exchange Commission Photo credit Diego Radzinschi Washington, D.C. – September 21, 2018. The public comment period for ...
Whistleblower Advocacy Group Requests SEC Extend Public Comment Period on Controversial Changes to Whistleblower Program
Full transparency needed evaluate the Commission's proposed rules. Washington, D.C. September 17, 2018. Today the National Whistleblower Center (NWC), the ...
Action Needed to Protect SEC Whistleblower Program
On June 29, 2018 the U.S. Securities and Exchange Commission (SEC) announced proposed amendments that undermine the rules governing its ...
Proposed SEC Rule Will Hurt Whistleblower Program
The rewards for SEC whistleblower can be potentially limited for a successful qui tam lawsuit. The SEC is proposing controversial ...
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