SEC Pays Whistleblower $2 Million for “Extraordinary” Assistance
Last week, the Securities and Exchange Commission (SEC) announced a whistleblower award of approximately $2 million given to an individual ...
Tag: SEC
SEC Announces Rare Reward to Internal Compliance Whistleblower
In a rare move, the Securities and Exchange Commission has awarded a corporate compliance official nearly half a million dollars ...
Opinion: Downturn Increases Risk of Fossil Fuel Fraud – and Need for Whistleblowers
Natural gas and oil prices were low even before the coronavirus suppressed demand, and they're now scraping the bottom of the barrel. With ...
In Memoriam: Judge Stanley Sporkin, the Grandfather of the Foreign Corrupt Practices Act
Stanley Sporkin, who successfully lobbied Congress to pass the Foreign Corrupt Practices Act in 1977, died on Monday at the ...
SEC awards whistleblowers more than $2 Million
The Securities and Exchange Commission (SEC) awarded over $2 million to whistleblowers in the past two days, reflecting the strong whistleblower provisions in the Dodd-Frank Act. ...
Mattel Receives Subpoena after Investigation into Whistleblower Letter Reveals Violation of SEC Rules
In its annual 10-K filing, Mattel Inc. recently revealed that it received a subpoena from the U.S. Securities and Exchange ...
SEC Awards Whistleblower $7 Million for Assisting in Investigation
Today, the Securities and Exchange Commission (SEC) announced a whistleblower award of $7 million given to an individual who provided ...
Whistleblower news round-up: DOD, SEC and all the way to Africa
Securities and Exchange Commission In announcing its first two whistleblower awards of the year, the Securities and Exchange Commission notes: ...
SEC reconsidering proposed rules on whistleblower awards?
The chairman of the Securities and Exchange Commission (SEC) said Friday he does not want to put a “cap” on ...
SEC meeting on changes to whistleblower program cancelled
On Monday, the U.S. Securities and Exchange Commission announced the cancelation of Wednesday's meeting on proposed changes to its whistleblower ...
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