SEC Charges Guggenheim Securities for Violation of Whistleblower Protection Rule
On June 23, the U.S. Securities and Exchange Commission (SEC) announced it settled charges against Guggenheim Securities, LLC, a New ...
Tag: SEC
SEC Whistleblower Receives Million Dollar Award
On June 24, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $1 million. The whistleblower ...
Whistleblowers Key in SEC’s Enforcement of Climate Risk Disclosures
In March, the U.S. Securities and Exchange Commission (SEC) announced it was requesting public input on the agency’s handling of ...
SEC Issues Over $5 Million in Whistleblower Awards
On June 21, the U.S. Securities and Exchange Commission (SEC) announced nearly $5.3 million in whistleblower awards. The awards stem ...
Whistleblowers Receive $3 Million in SEC Awards
On June 14, the U.S. Securities and Exchange Commission (SEC) issued $3 million in whistleblower awards to two individuals who ...
SEC Chair Gary Gensler to Deliver Keynote Remarks at National Whistleblower Day
July 30 is National Whistleblower Day, a holiday commemorating the United States’ first whistleblower law and celebrating the heroic actions ...
SEC Grants Two Whistleblower Awards Totaling $23 Million
On June 2, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling $23 million issued to two individuals. ...
SEC Whistleblower Receives $4 Million Award
On May 27, the U.S. Securities and Exchange Commission (SEC) issued a $4.2 million whistleblower award to an individual who ...
Whistleblower Receives $28 Million SEC Award in Connection to Panasonic FCPA Settlement
On May 19, the U.S. Securities and Exchange Commission (SEC) announced a $28 million award to a whistleblower in connection ...
SEC Whistleblower Granted $3.6 Million Award
On May 12, the U.S. Securities and Exchange Commission (SEC) issued an approximately $3.6 million whistleblower award to an individual ...
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