SEC Whistleblower Program Continues Record Start to Fiscal Year With Two New Whistleblower Awards
On November 5, the U.S. Securities and Exchange Commission (SEC) announced two separate whistleblower awards. An award of over $3.6 ...
Tag: Dodd-Frank Act
SEC’s Division of Enforcement Releases Annual Report for Fiscal Year 2020
On November 2, the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement issued its annual report for fiscal year ...
CFTC Details Record Year in Annual Report on Whistleblower Program
On November 2, the U.S. Commodity Futures Trading Commission (CFTC) released its 2020 Annual Report on the Whistleblower Program and ...
SEC Whistleblower Files Retaliation Lawsuit Against FirstEnergy Corp
A whistleblower whose disclosure led to the opening of a U.S. Securities and Exchange Commission (SEC) investigation earlier in 2020 ...
Important Insights from the Past Month of SEC Whistleblower Award Orders
On September 23, the U.S. Securities and Exchange Commission (SEC) approved a number of rule changes to its highly successful ...
GAO Rules CFTC Must Pay Whistleblower Awards Even When They Exceed Balance of Customer Protection Fund
On October 15, the U.S. Government Accountability Office (GAO) released a decision in response to inquiries by the U.S. Commodity ...
Whistleblower Advocates Point to Marist Poll Results as Sign Congress Should Take Action
In light of a recent Marist poll that shows Americans overwhelmingly support whistleblowers, the National Whistleblower Center (NWC) advocates for ...
SEC Announces Four Whistleblower Awards Totaling $5 Million
On September 30, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling $5 million issued to four individuals. ...
Who Were the First 100 SEC Whistleblowers?
On September 28, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award, which marked the 100th individual to ...
SEC Whistleblower Pens Essay on Decision to Blow the Whistle
An SEC whistleblower has penned an essay explaining why they “broke Wall Street’s code of silence.” The essay, published on ...
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