Understanding the Risks of Whistleblowing
Stephen M. Kohn In an article on the legal news website, Lawyers and Settlements, Stephen M. Kohn, Executive Director of the ...
Tag: Corporate Whistleblowers
Fourth Anniversary of Dodd-Frank Finds Financial Reform Under Attack From Corporate America
Today, July 21, 2014, is the fourth anniversary of the passage of the Dodd-Frank Act -- the most significant financial ...
Supreme Court Issues Decision On Key Whistleblower Rights Case
Ruling Protecting Testimony Before Federal Grand Juries Will Have Widespread Impact On Fraud Investigations Washington, D.C. June 19, 2014. Today, ...
SEC Settles First Case Under New Authority to Bring Anti-Retaliation Enforcement Actions
The Securities and Exchange Commission announced its first settlement of a Whistleblower Retaliation case under the new anti-retaliation authority granted ...
June 2014 SEC Whistleblower Awards List
The SEC Office of the Whistleblower post Notices of Covered Action where a final judgment or order, by itself or together with ...
Updated SEC Whistleblower Awards List
The SEC Office of the Whistleblower post Notices of Covered Action where a final judgment or order, by itself or together with ...
Court Holds Arguments on Whether Documents Created by Non-Attorneys Are Protected by Attorney-Client Privilege
Washington, D.C. May 8, 2014. Yesterday, the U.S. Court of Appeals for the D.C. Circuit held oral arguments in the ...
Big Win for Corporate Whistleblowers at Supreme Court
SOX whistleblower protection covers mutual fund industry Washington, D.C. March 4, 2014. The U.S. Supreme Court ruled today in Lawson v. ...
SEC Backs Whistleblowers in Key Court Case
Washington, D.C. Feburary 20, 2014. Today the Securities and Exchange Commission filed an extensive brief and position statement before the ...
2013’s 10 Big Moments for Chief Compliance Officers
2013's 10 Big Moments for Chief Compliance Officers
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