SEC
SEC Whistleblower Reports During the Coronavirus Outbreak Rise 35%
On May 12th, Steven Peikin, the co-head of the Securities and Exchange Commission (SEC), gave an online keynote address at...
Company Insider Awarded over $18 Million for Reporting Harm Retail Investors
The U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $18 million. The whistleblower’s information led the...
SEC Gives Whistleblower $27 Million in Year’s Largest Award to Date
The Securities and Exchange Commission (SEC) awarded $27 million—the largest award so far this year—to a whistleblower who reported overseas...
SEC Pays Whistleblower $2 Million for “Extraordinary” Assistance
Last week, the Securities and Exchange Commission (SEC) announced a whistleblower award of approximately $2 million given to an individual...
SEC Announces Rare Reward to Internal Compliance Whistleblower
In a rare move, the Securities and Exchange Commission has awarded a corporate compliance official nearly half a million dollars...
In Memoriam: Judge Stanley Sporkin, the Grandfather of the Foreign Corrupt Practices Act
Stanley Sporkin, who successfully lobbied Congress to pass the Foreign Corrupt Practices Act in 1977, died on Monday at the...
SEC awards whistleblowers more than $2 Million
The Securities and Exchange Commission (SEC) awarded over $2 million to whistleblowers in the past two days, reflecting the strong whistleblower provisions in the Dodd-Frank Act. ...
Mattel Receives Subpoena after Investigation into Whistleblower Letter Reveals Violation of SEC Rules
In its annual 10-K filing, Mattel Inc. recently revealed that it received a subpoena from the U.S. Securities and Exchange...
SEC Awards Whistleblower $7 Million for Assisting in Investigation
Today, the Securities and Exchange Commission (SEC) announced a whistleblower award of $7 million given to an individual who provided...
SEC reconsidering proposed rules on whistleblower awards?
The chairman of the Securities and Exchange Commission (SEC) said Friday he does not want to put a “cap” on...
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