SEC
SEC’s Division of Enforcement Releases Annual Report for Fiscal Year 2020
On November 2, the U.S. Securities and Exchange Commission’s (SEC) Division of Enforcement issued its annual report for fiscal year...
SEC Issues $10 Million Whistleblower Award
On October 29, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $10 million. The whistleblower’s...
National Whistleblower Center Urges Senate to Consider SEC Whistleblower Petitions at Hearing on Bad Behavior in Big Tech
On October 28, the U.S. Senate Commerce Committee is holding a hearing about the liability of big tech companies in...
SEC Whistleblower Files Retaliation Lawsuit Against FirstEnergy Corp
A whistleblower whose disclosure led to the opening of a U.S. Securities and Exchange Commission (SEC) investigation earlier in 2020...
Important Insights from the Past Month of SEC Whistleblower Award Orders
On September 23, the U.S. Securities and Exchange Commission (SEC) approved a number of rule changes to its highly successful...
SEC Issues $114 Million Whistleblower Award – The Largest in SEC History
On October 22, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $114 million, the largest...
SEC Whistleblower Who Turned Down $8.25 Million Award is “Going Broke”
Whistleblowers risk their livelihoods and can face financial ruin when they step forward to expose corporate fraud. In recognition of...
SEC Whistleblower Awarded $800,000
On October 15, the U.S. Securities and Exchange Commission (SEC) announced an $800,000 whistleblower award issued to an individual whose...
Senator Warren Urges SEC to Implement Climate Risk Disclosures; Cites National Whistleblower Center Report on Climate Risk Fraud
In August, Senator Elizabeth Warren (D-MA), a member of the Senate Banking Committee, sent a letter to the U.S. Securities...
SEC Announces Four Whistleblower Awards Totaling $5 Million
On September 30, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling $5 million issued to four individuals. ...
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