SEC
SEC Awards $24 Million to Two Whistleblowers
On August 26, the U.S. Securities and Exchange Commission (SEC) granted $24 million in whistleblower awards to two individuals. One...
SEC Awards Nearly $100 Million to Whistleblowers as Program Passes $2 Billion Mark
On August 23, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling more than $99 million. In one...
OpenAI Whistleblowers File Complaint with SEC on Illegal NDAs
Whistleblowers from OpenAI have filed a complaint with the U.S. Securities and Exchange Commission (SEC) alleging that the company is...
In a First, SEC Awards Whistleblower who Appealed Denial Before Court of Appeals
For the first time, the U.S. Securities and Exchange Commission (SEC) awarded a whistleblower after the whistleblower appealed a denial...
SEC Grants $2.4 Million Whistleblower Award to Compliance Official
On April 25, the U.S. Securities and Exchange Commission (SEC) issued a $2.5 million whistleblower award to an individual who...
Senator Grassley Calls for More Information on SEC Whistleblower Program
On April 4, Senator Charles Grassley (R-IA), Ranking Member of the Senate Committee on the Budget, wrote a letter to...
SEC Accepting Whistleblower Award Claims for $81 Million Settlement for Recordkeeping Violations
On March 29, the Securities and Exchange Commission (SEC) published Notices of Covered Actions (NoCAs) for a series of related...
SEC Alleges Whistleblower Protection Violations in $300 Million Crypto Ponzi Scheme Case
On March 14, the U.S. Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme...
SEC’s Final Climate Disclosure Rules Will Not Combat Greenwashing, But Opens Door for Whistleblowers
On March 6, the U.S. Securities and Exchange Commission (SEC) released a new Climate Risk Disclosure Rule, which substantially waters...
SEC Sanctions JP Morgan $18 Million for Impeding Whistleblowing
On January 16, the U.S. Securities and Exchange Commission (SEC) announced an enforcement action against J.P. Morgan Securities LLC in...
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