SEC
SEC Whistleblower Program Continues to Thrive, Commission’s Annual Report Shows
On November 15, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower published its Annual Report to Congress...
SEC Whistleblower Complaint Leads to Probe into Earthquake Risk at Indonesian Copper Plant
Following an anonymous whistleblower complaint, the U.S. Securities and Exchange Commission (SEC) has launched a probe investigating whether Freeport-McMoRan Inc....
Joint Whistleblowers Receive $12 Million SEC Whistleblower Award
On October 10, the U.S. Securities and Exchange Commission (SEC) issued a $12 million award to three joint whistleblowers who...
Leading Whistleblower Firm Launches Securities and Commodities Whistleblower Practice Group
leading whistleblower law firm Kohn, Kohn & Colapinto (KKC) announced its new Securities and Commodities Whistleblower Practice Group. This group...
5th Circuit Rules that SEC Whistleblowers are Ineligible for Awards in Certain Bankruptcy Proceedings
On August 30, the United States Court of Appeals for the Fifth Circuit ruled in Barr v. SEC, that two...
SEC Fines Firms for Impeding Whistleblowing in Confidentiality Agreements
On September 5, the U.S. Securities and Exchange Commission (SEC) announced that a broker-dealer and two affiliated investment advisers agreed...
Former SEC Enforcement Attorney Joins Whistleblower Firm
On September 5, the whistleblower law firm Kohn, Kohn & Colapinto (KKC) announced that former Securities and Exchange Commission (SEC)...
SEC Awards $24 Million to Two Whistleblowers
On August 26, the U.S. Securities and Exchange Commission (SEC) granted $24 million in whistleblower awards to two individuals. One...
SEC Awards Nearly $100 Million to Whistleblowers as Program Passes $2 Billion Mark
On August 23, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling more than $99 million. In one...
OpenAI Whistleblowers File Complaint with SEC on Illegal NDAs
Whistleblowers from OpenAI have filed a complaint with the U.S. Securities and Exchange Commission (SEC) alleging that the company is...
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