SEC
SEC Whistleblower Office Posts Nine New Notices of Covered Actions
On March 31, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted nine new Notices of Covered...
SEC Sets Another Fiscal Year Record with $500,000 Whistleblower Award
On March 29, the U.S. Securities and Exchange Commission (SEC) awarded more than $500,000 to a whistleblower whose disclosure allowed...
WNN Exclusive: Gensler Pledges Strong Support for SEC Whistleblowers
Washington, D.C. March 19, 2021. Mr. Gary Gensler, President Biden’s nominee to be Chairman of the U.S. Securities and Exchange...
SEC Targets Social Media Manipulation, Solicits Whistleblower Tips from Public
On March 15, the U.S. Securities and Exchange Commission (SEC) announced fraud charges and an asset freeze against a stock...
WNN Exclusive: Senator Grassley Questions SEC Chair Nominee on Commitment to Whistleblower Program
On March 12, Senator Charles Grassley (R-IA) sent a letter to Gary Gensler, President Biden’s nominee to be the next...
Whistleblower Receives $1.5 Million as Flurry of Recent SEC Awards Continues
On March 9, the U.S. Securities and Exchange Commission (SEC) announced an approximately $1.5 million whistleblower award. The awarded whistleblower...
SEC Signals Increased Focus on Climate Issues, Encourages Whistleblowers to Come Forward
On March 3, the U.S. Securities and Exchange Commission’s (SEC) Division of Examinations released its 2021 examination priorities. According to...
New SEC Notices of Covered Actions Include Deutsche Bank Foreign Bribery Case
On February 26, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted sixteen new Notices of Covered...
SEC Issues $5 Million Award to Whistleblowers Located Abroad
On March 4, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $5 million issued to...
Two SEC Whistleblowers Receive Over $500,000
On March 1, the U.S. Securities and Exchange Commission (SEC) announced an award of over $500,000 to be split between...
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