SEC
SEC Issues Over $4 Million in Whistleblower Awards
On August 2, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling more than $4 million issued to...
SEC Issues $2.9 Million Whistleblower Award
On July 21, the U.S. Securities and Exchange Commission (SEC) issued a whistleblower award of $2.9 million to an individual...
SEC Issues $1.2 Million Whistleblower Award
On July 15, the U.S. Securities and Exchange Commission (SEC) issued a whistleblower award of $1.2 million to an individual...
SEC Appoints New Director of the Division of Enforcement
On June 29, the U.S. Securities and Exchange Commission (SEC) announced that Gurbir Grewal has been appointed Director of the...
SEC Charges Guggenheim Securities for Violation of Whistleblower Protection Rule
On June 23, the U.S. Securities and Exchange Commission (SEC) announced it settled charges against Guggenheim Securities, LLC, a New...
SEC Whistleblower Receives Million Dollar Award
On June 24, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of over $1 million. The whistleblower...
SEC Issues Over $5 Million in Whistleblower Awards
On June 21, the U.S. Securities and Exchange Commission (SEC) announced nearly $5.3 million in whistleblower awards. The awards stem...
Whistleblowers Receive $3 Million in SEC Awards
On June 14, the U.S. Securities and Exchange Commission (SEC) issued $3 million in whistleblower awards to two individuals who...
SEC Chair Gary Gensler to Deliver Keynote Remarks at National Whistleblower Day
July 30 is National Whistleblower Day, a holiday commemorating the United States’ first whistleblower law and celebrating the heroic actions...
SEC Grants Two Whistleblower Awards Totaling $23 Million
On June 2, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling $23 million issued to two individuals....
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