SEC
SEC Whistleblower Office Posts 15 New Notices of Covered Actions
On August 31, the U.S. Securities and Exchange Commission (SEC) posted fifteen new Notices of Covered Actions (NoCAs). Each NoCA...
SEC Whistleblower Program Rewards 200th Whistleblower
On August 27, the U.S. Securities and Exchange Commission (SEC) issued whistleblower awards totaling approximately $2.6 million to five whistleblowers....
SEC Uses 2020 Rule to Issue Maximum Possible Whistleblower Award
On August 26, the U.S. Securities and Exchange Commission (SEC) issued a whistleblower award to an individual whose disclosure contributed...
Judge Rules Against PwC Whistleblower Mauro Botta in Retaliation Case
Mauro Botta, a former auditor at PricewaterhouseCoopers LLP (PwC) who blew the whistle on the firm’s cozy relationships with its...
Whistleblower Advocates Suggest Fixes to the SEC’s Related Action Rule
The U.S. Securities and Exchange Commission (SEC) recently announced that it will be revisiting rule changes to the agency’s whistleblower...
Whistleblower Advocates Applaud SEC’s Plan to Revise Related Action Rule
On August 2, Gary Gensler, the Chair of the U.S. Securities and Exchange Commission (SEC), released a statement detailing the...
Big Month for SEC Whistleblower Program Continues with $6 Million More in Awards
On August 10, the U.S. Securities and Exchange Commission (SEC) announced two whistleblower awards totaling nearly $6 million. The awards...
SEC Whistleblower Denied Award Because He Made Disclosure Before Program Existed
Eugene Ross is a former Bear Stearns employee who uncovered and exposed widespread fraud, allowing the U.S. Securities and Exchange...
SEC Nears $1 Billion in Whistleblower Awards
On August 6, the U.S. Securities and Exchange Commission (SEC) announced whistleblower awards totaling more than $3.5 million. The awards...
SEC May Reverse Controversial Whistleblower Program Amendments
Under the new leadership of Chair Gary Gensler, the U.S. Securities and Exchange Commission (SEC) may revise controversial rules for...
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