SEC
SEC Announces First Enforcement Action by ESG Task Force
On May 23, the U.S. Securities and Exchange Commission (SEC) announced charges against BNY Mellon Investment Adviser, Inc. for misstatements...
Whistleblower Advocates Support SEC Climate Disclosure Rule Proposal
On March 21, the U.S. Securities and Exchange Commission (SEC) proposed rule changes that would require publicly traded companies to make...
SEC Grants $6 Million to Five Whistleblowers Who Assisted in Case
On April 25, the U.S. Securities and Exchange Commission (SEC) issued $6 million in awards to two groups of whistleblowers,...
SEC Charges Tech Exec With Impeding Whistleblower
On April 12, the U.S. Securities and Exchange Commission (SEC) announced settled charges against David Hansen, co-founder and former Chief...
April 11 Deadline Nears for Public Comments on SEC Whistleblower Program Amendments
April 11 is the deadline for the public to submit comments on proposed rule changes to the U.S. Securities and...
Biden Announces Nominees for SEC Commissioner Openings
On April 6, President Joseph Biden announced his intent to nominate two individuals to be commissioners of the U.S. Securities...
SEC Whistleblowers Receive Awards for Instigating Investigation
On April 4, the U.S. Securities and Exchange Commission (SEC) issued two whistleblower awards totaling nearly $250,000. The awarded whistleblowers...
SEC’s Proposed SPAC Rules Excite Whistleblower Advocates
On March 30, the U.S. Securities and Exchange Commission (SEC) proposed new rules and amendments regarding special purpose acquisition companies...
Bipartisan SEC Whistleblower Reform Act Introduced
On March 31, Senators Chuck Grassley (R-IA) and Elizabeth Warren (D-MA) introduced the SEC Whistleblower Reform Act of 2022 in...
Whistleblower Receives $1.25 Million From SEC
On March 25, the U.S. Securities and Exchange Commission (SEC) announced a whistleblower award of $1.25 million. The whistleblower voluntarily...
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